Case No 15,211
UNITED STATES v GIVEN
[17 Int. Rev. Rec.
195.]
Circuit Court. D.
Delaware. 1873.
Civil Rights--Violation
BY State Officer--
Powers of Congress
[1. The fact that the 15th amendment of
the United States constitution merely prohibits the denial or abridgment of a citizen's right to vote
on account of his race, color, or previous condition of servitude, does not limit congress, in adopting
legislation for the purpose of enforcing the amendment, to cases in which there has been actual legislation
by the general government or by a state denying or abridging such
right.]
[2. In adopting legislation for
carrying into effect the 15th amendment to the constitution, congress
has power to provide for the punishment of
a state official who refuses to perform the duties necessary to qualify colored citizens to vote.]
[This was an indictment against
Archibald Given for violating the second section of the act of May 31
1870. There was a verdict of guilty against the defendant, and the
case is now heard upon motion In arrest of judgment. For the opinion
of Judge Strong, delivered in the same case, see Case No 15,210.]
[Edward Green] BRADFORD District
Judge. Taking up the first objection to the indictment, viz: "For that the statute under which said indictment was framed, was not in
pursuance of the constitution of the United States, and is in
conflict therewith." We think the 2d section of the act of
congress [May 31 1870] (16 Stat 140)], on which this indictment is
framed, is in pursuance of, and is authorized by the constitution of
the United States, and not in conflict with the same. It is the
result of the exercise of legislative authority, specially granted
for the purpose of accomplishing the object contemplated by the
fifteenth amendment, viz., the purpose of securing the right
to vote of all citizens without regard to race, color, or previous condition of servitude. Without now considering the legality of
the means to accomplish this result, we cannot appreciate the force
of the argument, that there cannot be any legislation by congress
under the authority of the fifteenth amendment, except that which
shall be enacted against some "denial" or "abridgment"
by the United States, or by the several states, of the right of
citizens of the United States to vote on account of race, color,
or previous condition of servitude. The power specifically granted by
the fifteenth amendment is to enforce by appropriate legislation the
article in question. In my judgment the amendment carries with it
the grant of a constitutional right. Indeed it is difficult to
conceive of the constitutional prohibition, on the states and general
government, from denying or abridging a constitutional right,
without at the same time conceding the grant of the right; for
such prohibition or denial appears to be an absurdity if the grant be
not admitted, for otherwise there would be no subject matter for
the denial or prohibition to work upon. Congress then (the grant of
right being admitted) can select any means it deems appropriate to
render available and secure this constitutional
right to vote, and is not limited to such measures as may be
directed to a denial or abridgment of the right by the general
government or the states. If the enjoyment of the right is
endangered from any other cause than a denial or abridgment by the
general government or the several states, that danger is a proper
subject matter of legislation; just as much in my judgment as hostile
legislation by the general government or states would be.
The right to vote, before this
amendment to the constitution, was wholly granted or denied and
regulated by the several states of the Union; and now the citizens
of these United States have granted and guaranteed by national
authority that which before they enjoyed--if enjoyed at all--at
the will of the local or state governments. To make available the
right to vote to all citizens of the United States without regard to
race, color, or previous condition of servitude was the direct
purpose of the fifteenth amendment. We cannot see therefore, how
legislation which has this purpose directly in view cannot be
appropriate because it was not directed against some denial or
infringement by general or state legislation. The mode of the
assertion of the constitutional right to vote in the fifteenth
amendment is not altogether a novel feature in our constitution as
has been remarked on a former occasion during the trial of this
cause. "The privilege of the writ of habeas corpus shall not be
suspended unless, when in cases of rebellion or invasion, the public
safety may require it." Section 9, art. 1, par. 2. This clause
comprehends the constitutional grant of the writ of habeas corpus
under the form of an expression of denial of its suspension except in
certain cases. Article 1st of the amendment to the constitution, is
in these words: "Congress shall make no law respecting an
establishment of religion or prohibiting the free exercise thereof,
or abridging the freedom of speech; or of the press; or the right of
the people peaceably to assemble, and to petition the government for
a redress of grievances." In this article it will be observed
that the right to full liberty of religious faith, as regards any
attempt to control it by the general government, secured to
the citizen by the constitution of the United States, is
granted under a form of expression, forbidding congress to make any law "prohibiting the free exercise thereof;" and
that the right to a free press and free speech are granted under a
form of expression denying their abridgment. So
also with the right of the people to assemble and petition the
government for a redress of grievances.
Article 2d of the amendment is in these words: "A well regulated
militia being necessary to the security of a free state, the
right of the people to keep and bear arms shall not be infringed."
This constitutional
right to keep and bear arms,
is thus conferred by
the declaration that it shall not be "infringed."
In article 4th of the amended constitution, "the right of the
people to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures, is granted by the
declaration that this right shall not be violated." It will thus
be seen that the form of expression which contains the grant of the
right to vote to the citizens is not at all unusual in the
constitution.
The argument for the defence is
that, as there is no express grant of right, but a prohibition
of a denial or abridgment of the right by the general or state
government, congress is limited in its exercise of legislative powers
to those cases where there has been such denial or abridgment, and as
there has been in the state of Delaware none such, the act of
congress as regards this case Is "ultra vires," is without
constitutional authority. Now admitting, for the sake of argument
(which otherwise I deny in toto), that the legislation of congress to
carry into effect the fifteenth article must be confined to cases of
abridgment or denial of the right to vote by the United States, or
the several states. It must be conceded that any practical denial or
abridgment existing at the present or apprehended in the future, can
be made the subject matter of legislation so as to guard against
and defeat obstacles and hindrances in this form. If by
indifference, refusal to pass such laws as harmonize with and aid in
making available and secure to all citizens the
right to vote, and by neglecting to punish the officers of its
own state for a violation of their duty in affording to the
citizens the prerequisites to voting, a practical denial and
abridgment of that right are effected, congress, in my judgment,
has full power under the fifteenth amendment to remove this
evil, and to select such means as it may deem appropriate
legislation. Nor is It necessary that there should be direct and
hostile legislation by the general government or the several states.
Suppose the qualifying process can be performed by none but officers
acting under state authority, and there is no law, or disposition in
state officials to punish the individual who by his own willful act
disfranchises citizens of the United States, is not the practical
denial and abridgment as complete and as destructive of the purpose
the fifteenth article was intended to accomplish, as if there was
active hostile legislation? Whether, therefore, the scope of
legislative action is extended, under the fifteenth article, to all
appropriate legislation, for the purpose of making available and
secure the right to vote granted by the article, or is confined to
such legislation as will prevent a practical denial or abridgment
thereof by the United States, or the several states, we think this 2d
section of the act in question, on which the indictment is framed, is
based on ample constitutional authority, and that therefore the
first reason filed for arrest of Judgment must be overruled.
2. "For that the provisions of
the said statute are not applicable to the duties imposed by the laws
of Delaware upon the said defendant as charged in the said
indictment." We suppose it is meant to be asserted by this
second reason filed, that the collector of taxes was not intended to
be embraced in the class or description of persons named in the act
as "charged with the performance" of certain duties, etc.
We fail to see any ground for such a conclusion. When we
examine the provisions of the constitution of Delaware and of its
statutes, imposing duties on the collector, the performance of which
are pre-requisites to the citizen becoming qualified to vote, we
cannot see how any person or officer could be more clearly and
certainly embraced within the class or description of persons
named in the act of congress, than the collector of taxes, the
defendant In this indictment. I do not consider that this will bear
an argument; the second reason is therefore overruled.
The third and last reason filed is
in these words, viz.: "For that the said defendant being an
officer of the state of Delaware, with no power or
duties but such as were prescribed by the constitution and laws of
the said state, is answerable only to said constitution and laws for
any non-performance thereunder." This objection, stated in a
different manner, is in substance this: "That the national
government has no power to require of command a state officer to
perform an act, which act is also required of him by state authority,
and consequently has no power to punish for the non-performance of
the act." The non-performance, it is said, is a breach of a duty
to the authority under which the officer was appointed, and for that
breach of duty lie can be punished by no power save that under which
he was appointed. If the duty of the collector as a qualifying
officer was a duty which he owed to the state alone, and his act
violated no law but that of the state under whose
authority he acted, it may be conceded that there would be no warrant
for the United States punishing, by fine and imprisonment, such a
person under such circumstances. Congress, in legislating on this
subject, found that the ability of the citizen of the United States
to vote, depended on certain acts which could only be performed by
certain persons holding office or authority under state governments,
and unless there was a concurrence of the will of these officers with
the action of the citizen, in qualifying himself to vote, the right
of voting would be utterly destroyed. And supposing such a
non-concurrence--and that it met no punishment in the several
states-- unless congress exercised a direct authority over, and
punished the men who refused to perform their part in, qualifying
citizens to vote, the fifteenth amendment would amount to nothing
as a guarantee or security of right.
The statute of the United States,
then, under which this indictment was drawn, not only made a rule of
action, superadded to that which was created by the
state, but created a penalty, not for violating a state law, for that
it could not punish, but for violating a United States law, or
law protecting the constitutional rights of citizens of the United
States. The fact of duty to state authority did not
absolve the state official from duty to United States authority.
The law-making power took these individuals just as it found them;
invested with ability to carry into effect the fifteenth article, or
to render it nugatory, and imposed a duty, by
way of punishment, for the non-performance, impartially and fairly,
of what was already required of them by state authority; they created
no new duty added no new act to be performed, made no new scheme,
plan, or policy, different or other from that already required of the
state officer, but only commanded him, as his action was
vital to the exercise of right by the American citizen, to do
impartially and fairly his duty.
But it is alleged, congress cannot
impose a duty on a state officer to execute a United States law, and
as it cannot impose such a duty, it cannot punish for violation
thereof. The fallacy of this argument lies in not drawing the
distinction between punishing a state officer for violating the laws
of his state and violating the laws of the United States. Has
congress the power to make it criminal for a state official to
hinder and obstruct the exercise of this constitutional right to
vote? This is the real question. I can have no doubt on that point.
This power then granted--having committed the act of hindrance and
obstruction--this defendant has made himself amenable to the laws
of the United States, and incurredthe penalty for their infraction.
Now, how does his official character, or his duty to the state
government, free him from this predicament. There are many cases
where a man owes a double duty--to the state, and to the United
States. For instance, among many others that might be named, the
state, in the exercise of its undoubted rights of police arrangement
and discipline, requires that its citizens shall keep the peace
toward each other--shall not defraud each other by the
circulation of spurious money; and yet when these crimes impinge on
some duties due from the general government to citizens of the United
States, they do not rely on the states for punishment but legislate
directly against the offenders, and punish by United States laws.
Thus they will not leave the punishment, of one who assaults a United
States mail carrier with intent to rob, or who circulates spurious
United States money, to the states, but punish these criminals by
United States laws, leaving it optional with the states how far they
will also vindicate their own broken laws. Justice Daniel, in U.S. v
Marigold, 9 How. [50 U.S.] 569, says: "With the view of avoiding
conflict between the state and federal jurisdiction, this court, in
the case Fox v. Ohio [5 How. (46 U.S.) 410], have taken care to point
out that the same act, might, as to its character and tendencies, and
the consequences it involves, constitute an offence both
against the state and the governments, and might draw to its
commission the penalties denounced by either as appropriate to its
character in reference each." In [Moore v. People] 14 How. [55
U.S.] 13. Justice Grier rules that states punish for harboring slaves
in violation their own laws, and that the same act be a breach of the
peace, and of the laws of both the United States and individual
states. Judge Nelson, in a reported in American Law Review for
January, 1873 [U.S. v. Wells, Case No, 16,665], where a person was
indicted for passing forged U.S. treasury notes, and also indicted
the state court of Minnesota for the same offence, said: "The
concurrent must be regarded as settled." Mr.
Johnson, in [Houston v Moore] 5 Wheat. [18 U.S.] 1, asks: "Why
may not the same offence be made punishable both under laws of the
state and of the United States? Every citizen owed a double
allegiance; he enjoys the protection, and participates in government,
of both the state and the United States." Now, as there can
be no valid reason why a man who violates a United law in passing
forged money should not be punished because he was forbidden by the
laws of his state not to do that act, so there can be no valid reason
why this defendant should not be punished for a violation of a United
States law, because at the same time he violates the law of his
state. A conviction for passing counterfeit money, and a sentence for
the same, would undoubtedly interfere somewhat with the financial
duties of a collector; yet no one supposes, for a moment, that his
official position would constitute for him any protection, or that by
his punishment the reserved rights of the state would in any
constitutional sense be trenched upon; and yet they would be just as
much in the one case as the other.
This claim made by the defence of
immunity from punishment because it would interfere with the
performance of official duty, would prevent the general government
from punishing any state official who violates a United States law. I
cannot, therefore, see that the record presents a case of an officer
who had no duties but state duties, and therefore answerable only to
state authority, but that a case is shown of a state official
violating a United States law, which he was equally bound to obey
and respect, with the law of his state.
I must therefore overrule the third
reason filed for arrest of judgment, and the motion In arrest is
denied.
(Judge Edward Green Bradford, (July 17,
1819 – January 16, 1884), was a Delaware politician and United
States district court judge. He was a deputy state attorney general,
Dover, Delaware from 1842–1850, and a city solicitor for
Wilmington. In 1849, he was elected to the Delaware House of
Representatives. In 1861, he was named U.S. Attorney for the District
of Delaware, a post that he held until 1866. He had been nominated by
President Ulysses Grant on December 11, 1871, to a seat on the United
States District Court for the District of Delaware. And was confirmed
by the United States Senate following day. Serving on the court until
his death.)
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