U.S. Supreme Court
WALLACE v. U.S., 162 U.S. 466 (1896)
162 U.S. 466
WALLACE
v.
UNITED STATES.
No. 731.
April 20, 1896.
[Page 162 U.S. 466, 467]
Jerry
Wallace was convicted at the May term, 1895, of the district court of
the United States for the district of Kansas, of the murder of Alexander
Zane on March 7, 1895, at the Wyandotte Indian reservation, and
sentenced to be hanged.
The
evidence tended to show that Wallace had lived on that reservation for
four years, on a piece of land owned by his wife, Jane, a daughter of
Alexander Zane, to whom he was married in 1891. Ill feeling had for a
long time existed between Zane and Wallace, growing out of a dispute
between them as to the true boundary line of the land owned or claimed
by June Wallace, and on which she resided, and the land of Julia, a
minor daughter of Alexander Zane. Surveys had been made, and patents had
issued, but the true boundary line, if established by the surveys, had
not been accepted by the parties. March 7, 1895, about 7 o'clock in the
morning, Alexander Zane, accompanied by his son Noah, who was about 15
years of age, and three other parties, proceeded, with two wagons loaded
with posts, from his farm to the land on which Wallace resided, and
entered the land on which Wallace resided, and entered was at that
moment engaged in plowing, through a gap in the fence made by Alexander
Zane, and went across it to the fence on the eastern side, and there
began to unload the posts, and to plant or drive them into the ground
along the fence line which they proposed to establish. Wallace and one
Denmark were engaged in plowing the field, being in different parts, and
moving in opposite directions. As Zane and his party entered the field,
and were crossing it, Wallace was plowing towards its eastern side,
which he had reached, and was returning when Zane and his party passed
about 50 or 60 yards from him, moving in a southeasterly course. Wallace
had impaired eyesight, and did not see Zane until just before he
passed, and then called to him, saying, [Page 162 U.S. 466, 468]
'Alexander Zane, if that is you, take your force and get out of this
field,' or, as it was put by one or more of the witnesses, 'Alexander
Zane, I want you to take your mob and get off these premises.' There was
evidence tending to show that Zane and those who were with him had been
drinking, and that they were boisterous, singing and hallooing.
Defendant testified: 'They were noisy, hollering and singing, and acting
as if they were drunk, to me; and I guess, no doubt, was.' Zane appears
to have made no reply to Wallace, but went on his way. Wallace
continued on with his plow until he had reached a ravine that ran north
and south through the field, where he halted, unhitched his horses from
the plow, and took them up to the barn. In about half an hour he
returned with a double-barreled shotgun
in his hands, passed within a few feet of a group of persons consisting
of Denmark, his daughter, one Lewis, and Wallace's wife, and, in
passing, said to his wife, 'Now, Janie, I want you to order these
gentlemen out of here.' Mrs. Wallace then ordered Alexander Zane and
those who were with him to leave, but they paid no attention to her.
Thereupon Wallace ordered Zane to leave, and said to him, 'Are you
going?' Zane was standing with his right hand on a post he had driven in
the ground, and his left arm hanging by his side.
Wallace
testified: 'I asked of him whether he was going or not, and about this
time I was struck in the back, and Mr. Zane made a grab like this
(indicating), and he was standing with his right hand on a post. About
the time I was struck in the back he made this motion (indicating), and
says, 'Damn you! I will kill you!' and then my wife hollers, or least
she says, 'Look out, Jerry!' and I fired this gun.'
Lafayette
Lewis, another witness, testified: 'His wife ordered them out, and
Jerry, also, and he asked Zane if he was going to go, but I never heard
Zane say a word; and then he told him the second time, and he looked up
towards him, with his left hand on the post, and threw his hand up this
way (indicating), and said, 'Damn you! I am going to kill you!' ... When
Jerry ordered him the second time, he turned, and kind of looked at
him, and threw his hand up this [Page 162 U.S. 466, 469] way, to his
bosom, and said, 'Damn you! I will kill you!' and at that moment the boy
struck Jerry with the knife, and Jerry shot him.'
Several
other witnesses did not see or hear any word or gesture proceed from
Zane, but testified that when Wallace said to Zane, 'Are you going?' he
immediately raised his gun, aimed it at Zane, and fired, shooting
Zane in the left breast; that Zane walked off about 30 feet and fell,
and, when those nearest him reached him, he was dead; that, when Wallace
fired his gun at Zane, Noah Zane ran up and stabbed him in the shoulder with a pocketknife, whereupon Wallace turned and pointed his gun at Noah, and the gun
snapped. When Zane fell, Noah went to him and took from his person a
tomahawk or small hatchet, which was the only thing in the way of a
weapon found on him.
There
was evidence [t]o the effect that the wound thus inflicted on Wallace
penetrated about half an inch, bled considerably, was much swollen, and
that his stomach was black and blue, as though he had been hit with
something, as he testified that he was.
Evidence was also adduced that Zane was in the habit of carrying a butcher knife
with him, in his belt; that he was quarrelsome; and that Wallace had
the reputation of being a peaceable and quiet man. In reference to the
survey under which Zane claimed, testimony was given tending to show, as
was contended, that Zane caused the disputed line to be so run by the
chainmen as to gain four feet, and that Zane said 'when he got through
with the land he wouldn't leave Jerry Wallace a garden spot; that he
could haul it away in a wagon box.'
Defendant
offered to prove by R. C. Patterson that the day before the shooting
occurred he had a conversation with Zane, 'in which Zane said to him
that he was going down there to build a fence across this property of
Wallace's the next day, and, if Jerry Wallace fooled with him, he would kill the blind son of a bitch.'
This was objected to, the objection sustained, and defendant excepted.
Also, that in the same conversation Zane stated that he had got some
whisky 'for the purpose of [Page 162 U.S. 466, 470] bracing himself up
for the purpose of building this fence across the land of this
defendant, Jerry Wallace.' Plaintiff objected, the court sustained the
objection, and defendant excepted.
Defendant
further offered to prove by Charles Luke that he had a conversation
with Zane the day before the killing, and 'Alex. Zane said to this
witness that he was going down to build a fence across Wallace's land,
and that if Jerry Wallace interfered with him, that he would kill him, or shoot the blind son of a bitch,'
and that all these threats were communicated to Wallace. plaintiff
objected, the objection was sustained, and defendant excepted.
Defendant
offered to prove by Mrs. Alice Sargent that somewhere near the middle
of February, 1895, she had a conversation with Zane, on which occasion
'Alex. Zane said to this woman, and threatened, that he would kill Jerry Wallace, and that he had a knife
that he was carrying at that time for that purpose, and that these
threats were communicated to Jerry Wallace by this witness afterwards.'
This was objected to, the objection sustained, and defendant excepted. A
similar offer of proof by one Taylor was made, and a similar exception
taken. Defendant also offered to prove by Samuel Collins 'that at a time
shortly before the 7th of March, last, he met Alexander Zane, and had a
conversation with Alexander Zane about Jerry Wallace, and that in that
conversation he threatened to kill Jerry Wallace, and that he said to this witness that he at one time made him look down the muzzle of a double barreled shotgun, and he wished he had killed
him at that time, and that these threats were communicated to the
defendant.' An offer to prove similar threats prior to the homicide by
Mary Crow was made, excluded, and exception taken.
When the defendant was on the stand, he testified that he took the gun into the field because he was afraid of the party, and especially of Alexander Zane, and did not feel safe without some protection.
The following questions were put, and ruling made: 'Q. You may state,
mr. Wallace, what Zane did at that time, just before you fired the shot.
A. He just [Page 162 U.S. 466, 471] took his hand something like this
(indicating), saying, 'Damn you, I will kill you.' Q. You may state to
the jury, from that demonstration, what you believed Zane was about to
do.' To this question plaintiff objected, the objection was sustained,
and defendant excepted.
Various
errors were assigned in respect of the jurisdiction of the court, the
sufficiency of the indictment, the want of due service of the list of
jurors, and instructions given and refused.
J. D. Hill and J. H. Pratt, for plaintiff in error.
Sol. Gen. Conrad, for the United States.
Mr. Chief Justice FULLER, after stating the facts in the foregoing la guage, delivered the opinion of the court.
If Jerry Wallace believed, and had reasonable ground for the belief, that he was in imminent danger of death or great bodily harm from Zane, at the moment he fired, and would not have fired but for such belief, and if that belief, founded on reasonable ground, might, in any view the jury could properly take of the circumstances surrounding the killing, have excused his act, or reduced the crime from murder to manslaughter, then the evidence in respect of Zane's threats was relevant, and it was error to exclude it; and it was also error
to refuse to allow the question to be put to Wallace as to his belief
based on the demonstration on Zane's part to which he testified.
Where a difficulty is intentionally brought on for the purpose of killing the deceased, the fact of imminent danger to the accused constitutes no defense; but where the accused embarks in a quarrel with no felonious intent or malice, or premeditated purpose of doing bodily harm or killing, and, under reasonable belief of imminent danger he inflicts a fatal wound, it is not murder.
Whart. Hom. 197; 2 Bish. Cr. Law, 702, 715; 4 Am. & Eng. Enc. Law,
675; State v. Part- [Page 162 U.S. 466, 472] low, 90 Mo. 608, 4 S. W.
14; Adams v. People, 47 Ill. 376; State v. Hayes, 23 Mo. 287; State v.
McDonell, 32 Vt. 491; Reed v. State, 11 Tex. App. 509.
In
Adams v. People it was ruled by the supreme court of Illinois, speaking
through Mr. Chief Justice Breese, that where the accused sought a
difficulty with the deceased for the purpose of killing him, and in the
fight did kill him, in pursuance of his malicious intention,
he would be guilty of murder, but if the jury found that the accused
voluntarily got into the difficulty or fight with the deceased, not intending
to kill at the time, but not declining further fighting before the
mortal blow was struck by him, and finally drew his knife, and with it
killed the deceased, the accused would be guilty of manslaughter,
although the cutting and killing were done in order to prevent an assault upon him by the deceased, or to prevent the deceased from getting the advantage in the fight.
In Reed v. State the court of appeals of Texas, in treating of the subject of self-defense, said: 'It may be divided into two general classes, to wit, perfect and imperfect right of self-defense. A perfect right of self-defense can only obtain and avail where the party pleading it acted from necessity, and was wholly free from wrong or blame in occasioning or producing the necessity which required his action. If, however, he was in the wrong,-if he was himself violating, or in the act of violating, the law,-and, on account of his own wrong, was placed in a situation wherein it became necessary for him to defend himself against an attack made upon himself, which was superinduced or created by his own wrong, then the law justly limits his right of self-defense, and regulates it according to the magnitude of his own wrong. Such a state of case may be said to illustrate and determine what in law would be denominated the 'imperfect right of self-defense.' Whenever a party, by his own wrongful act, produces a condition of things wherein it becomes necessary for his own safety that he should take life, or do serious bodily harm, then, indeed, the law wisely imputes to him his own
wrong, and its consequences, to the extent that they may and should be
considered in determining the grade of offense, which [Page 162 U.S.
466, 473] but for such acts would never have been occasioned. ... How
far, and to what extent, he will be excused or excusable, in law, must
depend upon the nature and character of the act he was committing, and which produced the necessity that he should defend himself. When his own original act was in violation of law, then the law takes that fact into consideration, in limiting his right of defense and resistance whilst in the perpetration of such unlawful
act. If he was engaged in the commission of a felony, and, to prevent
its commission, the party seeing it, or about to be injured thereby,
makes a violent ass[a]ult upon him, calculated to produce death or serious bodily harm, and in resisting
such attack he slays his assailant, the law would impute the original
wrong to the homicide, and make it murder. But if the original wrong
was, or would have been, a misdemeanor, then the homicide growing out of
or occasioned by it, though in self-defense from any assault made upon him, would be manslaughter, under the law.'
After
quoting from these and other cases, Sherwood, J., delivering the opinion
of the supreme court of Missouri in State v. Partlow, remarked:
'Indeed, the assertion of the doctrine that one who begins a
quarrel or brings on a difficulty with the felonious purpose to kill the
person assaulted, and accomplishing such purpose, is guilty of murder,
and cannot avail himself of the doctrine of self-defense,
carries with it, in its very bosom, the inevitable corollary that, if
the quarrel be begun without a felonious purpose, then the homicidal act
will not be murder. To deny this obvious deduction is equivalent to the
anomalous assertion that there can be a felony without a felonious
intent; that the act done characterizes the intent, and not the intent
the act.'
In this case it is evident that Wallace was bent, as far as practicable, on defending his possession against what he regarded, and the evidence on his behalf tended to show, was an unwarrantable invasion. But a person cannot repel a mere trespass on his land by the taking of life, or proceed beyond what necessity requires. When he uses in the defense of such property a weapon which is not deadly, and [Page 162 U.S. 466, 474] death accidentally ensues, the killing will not exceed manslaughter; but when a deadly weapon
is employed it may be murder or manslaughter, according to the
circumstances. 1 Hale, P. C. 473; 1 Hawk. P. C. c. 31, 34 et seq.; Fost.
Crown Law, 291; Davison v. People, 90 Ill. 221; People v. Payne, 8 Cal.
341; Carroll v. State, 23 Ala. 28; 1 Whart. Cr. Law, 462, and cases
cited.
Whether the killing with a deadly weapon
may be reduced in any case to manslaughter, when it is the result of
passion excited by a trespass with force to property, we need not
consider, as the question, perhaps in view of the interval of time
during which Wallace was seeking his gun,
does not seem to have been raised. Conceding-though without intimating
any opinion on the facts disclosed-that Jerry Wallace committed a crime,
still the inquiry arose as to the grade of the offense; and, in respect
of that, the threats offered to be proven had an important, and, it
might be, decisive, bearing. Nor was the mere fact that Wallace procured
the gun as stated, in itself, sufficient ground for their exclusion.
In Gourko v. U. S., 153 U.S. 183, 14 Sup. Ct. 806, this court held that it was error to instruct a jury that preparation by arming, although for self-defense only, could not be followed in any case by manslaughter, if the killing after such arming was not in fact necessarily in self- defense,
and that if, under the circumstances on the occasion of the killing,
the crime were that of manslaughter, it was not converted into murder by
reason of the accused having previously armed himself.
In Beard v. U. S., 158 U.S. 550, 563, 15 S. Sup. Ct. 962, it was said: 'In our opinion, the court below erred
in holding that the accused, while on his premises, outside of his
dwelling house, was under a legal duty to get out of the way, if he
could, of his assailant, who, according to one view of the evidence, had threatened to kill the defendant, in execution of that purpose had armed himself with a deadly weapon, with that weapon concealed upon his person went to the defendant's premises, despite the warning of the latter to keep away, and by word and act indicated his purpose to attack the accused. The de- [Page 162 U.S. 466, 475] fendant was where he had a right to be when the deceased advanced upon him in a threatening manner, and with a deadly weapon;
and if the accused did not provoke the assault, [a]nd had at the time
reasonable grounds to believe, and in good faith believed, that the
deceased intended to take his life, or to do him great bodily harm, he
was not obliged to retreat, nor to consider whether he could safely retreat, but was entitled to stand his ground, and meet any attack made upon him with a deadly weapon in such way, and with such force as, under all the circumstances, he at the moment honestly believed, and had reasonable grounds to believe, was necessary to save his own life, or to protect himself from great bodily injury.'
In Allison v. U. S., 160 U.S. 203, 16 Sup. Ct. 252, it was held that in charging the jury, on a capital trial, in respect of the possession of a deadly weapon by the accused, it was error to ignore evidence indicating that such possession was for an innocent purpose. The subject of threats was there somewhat considered, and authorities cited.
Necessarily,
it must frequently happen that particular circumstances qualify the
character of the offense; and it is thoroughly settled that it is for
the jury to determine what effect shall be given to circumstances having
that tendency, whenever made to appear in the evidence.
In Stevenson v. U. S., 162 U.S. 313, 16 Sup. Ct. 839, we said:
'The
evidence as to manslaughter need not be uncontradicted, or in any way
conclusive upon the question. So long as there is some evidence upon the
subject, the proper weight to be given it is for the jury to determine.
If there were any evidence which tended to show such a state of facts
as might bring the crime within the grade of manslaughter, it then
became a proper question for the jury to say whether the evidence were
true, and whether it showed that the crime was manslaughter, instead of
murder. ... The evidence might appear to the court to be simply
overwhelming to show that the killing was in fact murder, and not
manslaughter, or an act performed in self-defense;
and yet, so long as there was some evidence relevant to the issue of
manslaughter, the [Page 162 U.S. 466, 476] credibility and force of such
evidence must be for the jury, and cannot be matter of law, for the
decision of the court.
'By
section 1035 of the Revised Statutes of the United States, it is enacted
that 'in all criminal causes the defendant may be found guilty of any
offense, the commission of which is necessarily included in that with
which he is charged in the indictment, or may be found guilty of an
attempt to commit the offense so charged: provided, that each attempt be
itself a separate offense.' Under this statute a defendant charged in
the indictment with the crime of murder may be found guilty of a lower
grade of crime, viz. manslaughter. There must, of course, be some
evidence which tends to bear upon that issue. The jury would not be
justified in finding a verdict of manslaughter if there were no evidence
upon which to base such a finding, and in that event the court would
have the right to instruct the jury to that effect. Sparf v. U. S., 156
U.S. 51, 15 Sup. Ct. 273. ... 'Manslaughter,' at common law,
was defined to be the unlawful and felonious killing of another without
any malice, either express or implied. Whart. Am. Cr. Law (8th Ed.)
304. Whether there be what is termed 'express malice,' or only implied
malice, the proof to show either is of the same nature, viz. the
circumstances leading up to and surrounding the killing. The definition
of the crime given by section 5341 of the Revised Statutes of the United
States is substantially the same. The proof of homicide, as necessarily
involving malice, must show the facts under which the killing was
effected, and from the whole facts and circumstances surrounding the
killing the jury infers malice, or its absence. Malice, in connection
with the crime of killing, is but another name for a certain condition
of a man's heart or mind; and, as no one can look into the heart or mind
of another, the only way to decide upon its condition at the time of a
killing is to infer it from the surrounding facts, and that inference is
one of fact for a jury The presence or absence of this malice or mental
condition marks the boundary which separates the two crimes of murder
and manslaughter.'
Treating
the excluded evidence as admitted, and assuming that Wallace would have
testified that he believed from Zane's [Page 162 U.S. 466, 477]
demonstration that Zane intended to kill him, the evidence on
defendant's behalf tended to establish bad feeling between Zane and
Wallace in reference to the line between Mrs. Wallace's land and that of
Julia Zane; an attempt on Zane's part to include a part of Mrs.
Wallace's land in the Zane parcel; declarations by Zane, the day before
the homicide, that he was going the next day to run a fence across what
Wallace claimed to be his land, and threats that, if Wallace interfered with him in so doing, Zane would kill him, all communicated to Wallace before the homicide; previous threats, also communicated, that he would kill
Wallace; forcible entrance by Zane, accompanied by several others, into
the field claimed by Wallace, in which he was plowing, and fencing off
part of it commenced; boisterous and disorderly manifestations on their
part, and refusals by Zane to leave when ordered to go; such
demonstrations by Zane at the moment as induced Wallace to believe that
he was in imminent danger, and action based on that
belief. Granting that [the] jury would have been justified in finding
that Wallace's intention, in going for the gun
and returning with it as he did, was to inflict bodily harm on Zane if
he did not leave, still the presumption was not an irrebuttable one, and
it was for the jury to say whether Wallace's statement that he procured the gun only for self-protection was or was not true. And if they believed from the evidence that this was true, and that the killing was under reasonable apprehension of imminent peril,
then it was for the jury to determine, under all the facts and
circumstances, whether Wallace had committed the offense of
manslaughter, rather than that of murder, if he could not be excused altogether.
We think that the threats were admissible in evidence, and, this being so, that the question as to Wallace's belief should not have been excluded. It has been often decided that, where the intent is a material question, the accused may testify in his own behalf as to what his intent
was in doing the act. People v. Baker, 96 N. Y. 340; Thurston v.
Cornell, 38 N. Y. 281; Over v. Schiffling, 102 Ind. 191, 26 N. E. 91;
People v. Quick, 51 Mich. [Page 162 U.S. 466, 478] 547, 18 N. W. 375;
State v. Banks, 73 Mo. 592; Fenwick v. Maryland, 63 Md. 239. In the
latter case it was held that a person on trial for an assault with
intent to commit murder is competent to testify as to the purpose for
which he procured the instrument with which he committed the assault.
This
rule is not controverted, but it is contended that Wallace's belief was
immaterial. For the reasons given, we cannot concur in that view, and
are of opinion that the witness should have been allowed to answer.
It is unnecessary to pass upon any of the other points raised on behalf of plaintiff in error.
Judgment reversed, and cause remanded, with a direction to set aside the verdict and grant a new trial.
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